Who We Serve
Strategic and Goal-Driven
Though our clients are often high-net-worth individuals and families, we enjoy serving professionals and retirees from all walks of life. Thus, even if you don’t believe you perfectly fit into one of the groups below, we still welcome the opportunity to hear your story and learn what you’re hoping to achieve in the future.
Corporate Executives
As a veteran professional or C-suite executive, you’ve made a career for yourself in a company, having worked hard for years to increase your wealth. There are unique and complex financial circumstances associated with being a successful executive, and our team of fiduciary financial advisors can help you address them.
Whether it is:
-Managing the risks of a concentrated stock position
-Developing a strategy to exercise Incentive Stock Options or Restricted Stock Units
-Evaluating deferred compensation plans
-Managing your 401k
Our team of CERTIFIED FINANCIAL PLANNER™ professionals can work with you to build a comprehensive investment plan and strategy, balance your competing priorities with one another, and establish a tax-efficient strategy for your long-term financial success.
Divorcees & Widows
Whether you’re divorced, separated, or widowed, your life has taken on a change that may have created uncertainty about the future. Our team of fiduciary financial advisors is here to create peace of mind and financial strategies to allow you to move forward with confidence. We will listen to your questions and concerns with compassion and understanding and help you embrace this change one step at a time.
We are happy to work with your attorney and other professional advisors to create a comprehensive approach where all of your advisors are aligned and focused on one goal–helping you navigate the transition with confidence and peace of mind.
Business Owners
As a successful entrepreneur, you’ve built a business from the ground up and now have several employees who depend on you for their well-being. As profits continue to rise, so will the complexity of managing your business. Thus, you’ll want to make sure your personal wealth is being managed effectively while your company continues to grow.
Our financial advisors can help you address diversification of your wealth outside of the business, succession planning, and improving your company’s retirement plan.
Pre-Retirees
As you inch closer to beginning a fruitful retirement, you likely understand how your lifestyle is going to change in various ways. Soon you’ll stop working full-time and earning a paycheck, and you will instead need to fund your lifestyle with the hard-earned dollars you’ve amassed and invested throughout your career. While checking items off your bucket list, it’ll be of the utmost importance to make sure you don’t outlive your money.
In reviewing your pending retirement and related goals, our CFP® professionals can help you establish a portfolio for retirement, look at how you’ll be generating income, and work with you to maximize your Social Security benefits.
Retirees
Our retirement planning services are designed to allow you to identify your specific retirement goals and develop a plan to help you achieve them. Our team of financial advisors assists in managing all aspects of your transition from working to retirement, such as balancing the need for a predictable cash flow and your desire to leave a legacy. You also have the flexibility to adjust your plan as necessary to financially support your desired pre- and post-retirement lifestyle.
Institutional Clients
Non-Profits
We will develop an investment policy statement to help you to meet your fiduciary duties and work with your Board of Directors in order to achieve your mission using acceptable types of investments to help grow your resources for the future. Strategies will also be implemented to enhance gifting to your organization.
Conservatorships
We work with attorneys and families to create plans and structure accounts to comply with court-restricted accounts, conservatorship accounts, and trust accounts. Our CERTIFIED FINANCIAL PLANNER™ professionals understand the complexities and rules of these types of accounts. We have experience presenting at hearings to obtain Court Approval to protect the interests of the intended beneficiaries.
We also understand the unique financial issues surrounding a disabled child. We work with attorneys and our client’s other professional advisors to manage Special Needs Trusts and ABLE accounts.
401(k) Plan Design
When you create a new 401(k) plan for your business or revise the existing plan, you want it to a benefit for those you employ. There are myriad plan design considerations that determine who can participate, what they can save from their income, and what kind of contributions you’ll make as their employer. We can review all of the available options and help you determine which plan is the best for your business and your employees.
